Duff & Phelps Corporation

Duff & Phelps Corporation

Duff & Phelps Corporation, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement. The following is a summary of the proceedings in this lawsuit: ‘On December 30, 2012, Duff & Phelps Corporation announced that it had entered into a definitive merger agreement pursuant to which it would be acquired by a consortium comprising controlled...

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Cascade Corporation

Cascade Corporation

Cascade Corporation, Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. the following is a summary of the proceedings in this lawsuit: ‘On October 22, 2012, Toyota Industries Corporation, Industrial Components and Attachments II, Inc., and Cascade announced that they had entered into a definitive merger agreement (the...

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AsiaInfo-Linkage, Inc.

AsiaInfo-Linkage, Inc.

AsiaInfo-Linkage, Inc. Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. The following is a summary of the proceedings in this lawsuit: ‘The Consolidated Action arises out of an agreement and plan of merger entered into on May 12, 2013 by and among, AsiaInfo, Skipper Limited, and Merger Sub, a wholly owned subsidiary of...

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Teavana Holdings Inc.

Teavana Holdings Inc.

Teavana Holdings Inc. Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders of Teavana Holdings Inc in connection with the merger. The following is a summary of the proceedings in the lawsuit: ‘On November 14, 2012, Teavana announced that it had entered into an Agreement and Plan of Merger with Starbucks, which provided for...

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Thomas Properties Group, Inc.

Thomas Properties Group, Inc.

Thomas Properties Group, Inc. Securities Settlement The lawsuit was settled for additional disclosures in the proxy statement mailed to shareholders. The following is a summary of the proceedings in this lawsuit: ‘On September 5, 2013, TPGI and Parkway announced that they had entered into an Agreement, and Plan of Merger, pursuant to which TPGI would merge with and into Parkway, with...

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Gerova Financial Group Ltd

Gerova Financial Group Ltd

Gerova Financial Group Ltd Securities Settlement The lawsuit was settled for $1.372 million in cash. The following is a summary of the proceedings in this lawsuit: ‘This Action alleges violations of the Federal Securities Laws (specifically Sections 10(b) and 20(a) of the Exchange Act (15 U.S.C. §78j(b) and 78(t)(a)) and Rule 10b-5 promulgated thereunder (17 C.F.R. §240.10b-5) against...

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